Security of Data

In this section, we explain in more detail the measures we take to keep data secure.

As the information within our IT security policy is sensitive, we are unable to share the policy itself, however we can provide an overview. The policy is based on four key pillars:

1. Policies – documented policies that staff are required to sign

2. User education – via induction training for new joiners and ongoing training for existing employees

3. Hygiene factors – regular patching and security updates, as well as regular penetration testing and security scans

4. Specific security tools – intrusion detection and prevention systems and firewalls to prevent unauthorised access

The information security function is managed by our IT and systems team and overseen by the Risk committee. This function is supported by two major providers to whom we outsource services:

  • OGL Computer Services Group provide a support function for our IT and Systems to maintain our infrastructure. OGL are accredited by many leading, global brands – click here to find out more about OGL
  • Intelliflo are our CRM / Back Office system provider. They are an ISO 27001 certified provider. Click here to find out more about Intelliflo

We take various steps to make sure that our information security management systems are in line with current best practice. The last information security audit we undertook was November 2020. Further information security audits will take place periodically thereafter.

Where is personal data stored?

Personal data will be stored in our customer relationship management (CRM) systems and internal infrastructure. Our CRM and internal servers are backed up daily. Data held in the CRM is manged by Intelliflo, hosted in the UK.

Data is stored on specific server drives that are access controlled to ensure only users with the right to access that data have permissions.

Data is not held on company devices and all USB ports are disabled to prevent removal of data via USB for the staff who have access to it.

We operate mainly as a paperless office. We only hold physical customer data on ‘working files’, which are stored securely in lockable cabinets. Once completed, we dispose of these using a specialist confidential waste provider.

If we need to transfer your personal data outside of the UK for any reason, we will ensure a similar degree of protection is afforded to it by ensuring that we apply appropriate safeguards (either by transferring your data to a country that the UK considers has adequate privacy laws, or by using specific contracts to protect your data that are approved by the UK supervisory authority).

Who has access to personal data?

Access to data is granted to staff on a role specific basis. All systems are password protected and user access rights are reviewed every 12 months and documented. If a user changes role or leaves the company then their permissions are reviewed or removed as appropriate. Permissions can only be granted or changed with the approval of a member of the senior management team.

How do we protect against unauthorised access?

Data held in our CRM system is already encrypted both at rest and in transit, this is managed by Intelliflo.

All incoming and outgoing emails are scanned automatically by our email security software. We also have Transport Layer Security (TLS) and content filters applied to mitigate the inherent risks of email.

We can enable TLS email encryption for a specific company if they want to implement it. Please contact us if you wish to arrange this.

Where we do need to share data with a third-party provider we will either use a secure portal (where possible) or password protect the files.

We use anti-virus software to protect ourselves from threats, as well as an intrusion detection prevention system and various firewalls. This infrastructure is regularly monitored and will trigger alerts in the event of a detected threat. We also have various filters (email and web) to minimise the risk of malicious viruses. In addition, we conduct regular training and awareness sessions with staff to mitigate the risk of these threats.

This infrastructure is kept up to date by OGL. They ensure that all system components and software are protected from known vulnerabilities by installing applicable vendor-supplied security patches as soon as possible, with critical patches installed within one month of release.

We use independent security specialists to conduct a full penetration test on a regular basis. All priority items identified in the most recent test conducted in November 2020 have been acted upon and we comply with the requirements of the Cyber Essentials Plus Scheme, certification number IASME-CEP-001519. This Certificate certifies that Brunsdon Financial was assessed as meeting the Cyber Essentials implementation profile released February 2017 and thus that, at the time of testing, the organisation’s ICT defences were assessed as satisfactory against commodity based cyber-attack. However, this Certificate does not in any way guarantee that the organisation’s defences will remain satisfactory against cyber-attack.   You can check the certification here

Physical Security

The main entrance access to our office at Goodridge house can only be made by employees who have allocated key cards or approved and supervised contractors and the building is monitored 24/7 by Ultra Vision Fire & Security Ltd. There are two locked internal doors with a keypad entry system. Windows are fitted with locks.

Business Continuity

We have a business continuity plan in place which is reviewed on an annual basis.

Risk management and controls

We have a risk management policy and any business event or incident, regardless of its origin, is recorded and tracked in the risk event log. All risk events are reviewed regularly by the Executive Management team at risk review meetings. In the event of a data breach we will inform any clients affected within 72 hours of becoming aware, with reporting to the appropriate regulatory body.

Regulatory Information

Brunsdon Financial is the trading name of Brunsdon Financial Services Ltd. (Reg. No. 03434005), Brunsdon Asset Management Ltd. (Reg. No. 07098607) Brunsdon Employee Benefits Ltd. (Reg. No. 11021460) and B Mortgages Ltd (Reg. No.). Brunsdon Employee Benefits Ltd and B Mortgages Ltd are appointed representatives of Brunsdon Financial Services Ltd, which is authorised and regulated by the Financial Conduct Authority (FCA). The FCA does not regulate tax advice and some elements of Automatic Enrolment. All companies are registered at Goodridge House, Goodridge Avenue, Gloucester, GL2 5EA.

Important Information

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